Abstract
By properly constructing a functional and by using the critical point theory, we establish the existence of homoclinic solutions for a class of subquadratic second-order Hamiltonian systems. Our result generalizes and improves some existing ones. An example is given to show that our theorem applies, while the existing results are not applicable.
Keywords:
homoclinic solutions; critical point theory; Hamiltonian systems; nontrivial solution1 Introduction
Consider the following second-order Hamiltonian system:
where
,
is a symmetric matrix-valued function, and
,
is the gradient of W about q. As usual we say that a solution
of (HS) is homoclinic (to 0) if
such that
and
as
. If
,
is called a nontrivial homoclinic solution.
By now, the existence and multiplicity of homoclinic solutions for second-order Hamiltonian
systems have been extensively investigated in many papers (see, e.g., [1-17] and the references therein) via variational methods. More precisely, many authors
studied the existence and multiplicity of homoclinic solutions for (HS); see [5-17]. Some of them treated the case where
and
are either independent of t or periodic in t (see, for instance, [5-7]), and a more general case is considered in the recent paper [7]. If
is neither constant nor periodic in t, the problem of the existence of homoclinic solutions for (HS) is quite different
from the one just described due to the lack of compactness of the Sobolev embedding.
After the work of Rabinowitz and Tanaka [8], many results [9-17] were obtained for the case where
is neither constant nor periodic in t.
Recently, Zhang and Yuan [15] obtained the existence of a nontrivial homoclinic solution for (HS) by using a standard
minimizing argument. In this paper,
denotes the standard inner product in
, and subsequently,
is the induced norm. If
, then
.
Theorem 1.1 (See [[15], Theorem 1.1])
Assume thatLandWsatisfy the following conditions:
(H1)
is a symmetric matrix for all
, and there is a continuous function
such that
for all
and
and
as
.
(H2)
where
is a positive continuous function such that
and
is a constant.
Then (HS) possesses at least one nontrivial homoclinic solution.
In [15-17], the authors considered the case where
is subquadratic as
. However, there are many functions with subquadratic growth but they do not satisfy
the condition (H2) in [15] and the corresponding conditions in [16,17]. For example,
where
,
are positive continuous functions such that
.
In this paper, our aim is to revisit (HS) and study the subquadratic case which is not included in [15-17]. Now, we state our main result.
Theorem 1.2Let the above condition (H1) hold. Moreover, assume that the following conditions hold:
(H3)
,
, where
is a positive continuous function such that
and
is a constant.
(H4)
,
where
are positive continuous functions such that
.
Then (HS) possesses at least one nontrivial homoclinic solution.
Remark 1.1 Obviously, the condition (H2) is a special case of (H3)-(H4). If (H2) holds, so do
(H3)-(H4); however, the reverse is not true.
defined in (1) can satisfy the conditions (H3) and (H4), but
cannot satisfy the condition (H2). So, we generalize and significantly improve Theorem 1.1
in [15].
Remark 1.2 We still consider the function
defined in (1),
Due to
, there are no constants
such that
so
does not satisfy the conditions (W2) and (W3) in [16]. Moreover, for any given
,
does not satisfy the condition (W2) in [17]. Therefore, we also extend Theorem 1.2 in [16] and Theorem 1.1 in [17].
Example 1.1 Consider the following second-order Hamiltonian system with
:
where
Let
,
and
,
,
,
. Clearly, (H1), (H3), and (H4) hold. Therefore, by applying Theorem 1.2, the Hamiltonian
system (2) possesses at least one nontrivial homoclinic solution.
Remark 1.3 It is easy to see that (H2) in Theorem 1.1 is not satisfied, so we cannot obtain the existence of homoclinic solutions for the Hamiltonian system (2) by Theorem 1.1. On the other hand, W does not satisfy the conditions (W2) and (W5) of [17], then we cannot obtain the existence of homoclinic solutions for the Hamiltonian system (2) by Theorem 1.1 in [17].
The remainder of this paper is organized as follows. In Section 2, some preliminary results are presented. In Section 3, we give the proof of Theorem 1.2.
2 Preliminary results
In order to establish our result via the critical point theory, we firstly describe some properties of the space on which the variational associated with (HS) is defined. Like in [15], let
Then the space E is a Hilbert space with the inner product
and the corresponding norm
. Note that
for all
with the embedding being continuous. Here
(
) and
denote the Banach spaces of functions on ℝ with values in
under the norms
and
respectively. In particular, for
, there exists a constant
such that
Lemma 2.1There exists a constant
such that if
, then
Proof From (H1), we can imply that there exists a constant
such that
for all
and
. By the above inequality, one has
So, the lemma is proved. □
Lemma 2.2 ([[9], Lemma 1])
Suppose thatLsatisfies (H1). Then the embedding ofEin
is compact.
Lemma 2.3Suppose that (H1) and (H4) are satisfied. If
(weakly) inE, then
in
.
Proof Assume that
in E. Then there exists a constant
such that, by the Banach-Steinhaus theorem and (3),
Since
, by (H4) there exists a constant
such that
On the other hand, by Lemma 2.2,
in
, passing to a subsequence if necessary, which implies
for almost every
. Then using Lebesgue’s convergence theorem, the lemma is proved. □
Now, we introduce more notation and some necessary definitions. Let E be a real Banach space,
, which means that I is a continuously Fréchet-differentiable functional defined on E. Recall that
is said to satisfy the (PS) condition if any sequence
, for which
is bounded and
as
, possesses a convergent subsequence in E.
Lemma 2.4 ([[18], Theorem 2.7])
LetEbe a real Banach space, and let us have
satisfying the (PS) condition. IfIis bounded from below, then
is a critical value ofI.
3 Proof of Theorem 1.2
Now, we are going to establish the corresponding variational framework to obtain homoclinic
solutions of (HS). Define the functional 
Lemma 3.1Under the assumptions of Theorem 1.2, we have
which yields that
Moreover, Iis a continuously Fréchet-differentiable functional defined onE, i.e.,
and any critical point ofIonEis a classical solution of (HS) with
.
Proof We firstly show that
. Let
, by (3), (H4), and the Hölder inequality, we have
Combining (5) and (8), we show that
. Next, we prove that
. Rewrite I as follows:
where
Thus, it is sufficient to show that this is the case for
. In the process we will see that
which is defined for all
. For any given
, let us define
as follows:
It is obvious that
is linear. Now, we show that
is bounded. Indeed, for any given
, by (3) and (H4), there exists a constant
such that
for all
, which yields that by (4) and the Hölder inequality,
Moreover, for any
, by the mean value theorem, we have
where
. Therefore, by Lemma 2.3 and the Hölder inequality, one has
as
in E. Combining (11) and (12), we see that (10) holds. It remains to prove that
is continuous. Suppose that
in E and note that
By Lemma 2.3 and the Hölder inequality, we obtain that
as
, which implies the continuity of
and
.
Lastly, we check that critical points of I are classical solutions of (HS) satisfying
and
as
. We know that
, the space of continuous functions q on ℝ such that
as
. Moreover, if q is one critical point of I, by (6) we have
which yields that
, i.e., q is a classical solution of (HS). Since q is one critical point of I, we have
It follows from
as
and the above equality that
Hence, q satisfies
as
. This proof is complete. □
Lemma 3.2Under the assumptions of Theorem 1.2, Isatisfies the (PS) condition.
Proof In fact, assume that
is a sequence such that
is bounded and
as
. Then there exists a constant
such that
We firstly prove that
is bounded in E. By (5) and (8), we have
Combining (13) and (14), we obtain that
Since
, the above inequality shows that
is bounded in E. By Lemma 2.2, the sequence
has a subsequence, again denoted by
, and there exists
such that
Hence,
as
. Moreover, an easy computation shows that
So,
as
, i.e., I satisfies the Palais-Smale condition. □
Now, we can give the proof of Theorem 1.2.
Proof of Theorem 1.2 By (5) and (8), for every
and
, we have
Since
, (16) implies that
as
. Consequently, I is a functional bounded from below. By Lemmas 3.2 and 2.4, I possesses a critical value
, i.e., there is a
such that
On the other hand, take
with
, and let
be given by
which yields that
as
small enough since
, i.e., the critical point obtained above is nontrivial. □
Competing interests
The authors declare that they have no competing interests.
Author’s contributions
The authors declare that the work was realized in collaboration with same responsibility. All authors read and approved the final manuscript.
Acknowledgements
This work is supported by the Research Foundation of Education Bureau of Hunan Province, China (No.11C0594). The authors would like to thank the anonymous referees very much for helpful comments and suggestions which led to the improvement of presentation and quality of the work.
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