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Multiplicity of solutions of perturbed Schrödinger equation with electromagnetic fields and critical nonlinearity in
Boundary Value Problems volume 2014, Article number: 240 (2014)
Abstract
In this paper, we deal with the existence and multiplicity of solutions for perturbed Schrödinger equation with electromagnetic fields and critical nonlinearity in : for all , where , is a nonnegative potential. By using Lions’ second concentration compactness principle and concentration compactness principle at infinity to prove that the condition holds locally and by variational method, we show that this equation has at least one solution provided that , for any , it has m pairs of solutions if , where ℰ and are sufficiently small positive numbers.
MSC: 35J60, 35B33.
1 Introduction
In this paper, we are concerned with the existence of nontrivial solutions to the following perturbed Schrödinger equation with electromagnetic fields and critical nonlinearity in :
where . Here, i is the imaginary unit, denotes the Sobolev critical exponent and , and are functions satisfying some conditions.
This paper is motivated by some works concerning the nonlinear Schrödinger equation
where ħ is Plank constant, is a real vector (magnetic) potential with magnetic field and is a scalar electric potential.
In physics, we are interested in standing wave solutions, i.e., solutions of type (1.2) when ħ is sufficiently small, when E is a real number and is a complex-value function which satisfies
where and . The transition from quantum mechanics to classical mechanics can be formally performed by letting . Thus the existence of solutions for ħ small, semi-classical solutions, has important physical interest.
It is well known that the linear Schrödinger equation is a basic tool of quantum mechanics, and it provides a description of the dynamics of a particle in a non-relativistic setting. The nonlinear Schrödinger equation arises in different physical theories, e.g., the description of Bose-Einstein condensates and nonlinear optics, see [1] and the references cited there. Both the linear and the nonlinear Schrödinger equations have been widely considered in the literature. The main purpose of this paper is to study the existence and multiplicity of solutions of perturbed Schrödinger equations with electromagnetic fields and critical nonlinearity (1.1).
Problem (1.3) with has an extensive literature. Different approaches have been taken to attack this problem under various hypotheses on the potential and the nonlinearity. See, for example, [2]–[13] and the references therein. Observe that in all these papers the nonlinearities are assumed to be subcritical. In [11], using a Lyapunov-Schmidt reduction, Floer and Weinstein established the existence of single and multiple spike solutions. Their method and results were later generalized by Oh [12] to the higher-dimensional case. Kang and Wei [14] established the existence of positive solutions with any prescribed number of spikes, clustering around a given local maximum point of the potential function. In accordance with the Sobolev critical nonlinearities, there have been many papers devoted to studying the existence of solutions to elliptic boundary-valued problems on bounded domains after the pioneering work by Brezis and Nirenberg [15]. Ding and Lin [9] first studied the existence of semi-classical solutions to the problem on the whole space with critical nonlinearities and established the existence of positive solutions as well as of those that change sign exactly once. They also obtained multiplicity of solutions when the nonlinearity is odd.
When , there are also many works dealing with the magnetic case. The first one seems to be [16] where the existence of standing waves was obtained for fixed and for special classes of magnetic fields. If A and W are periodic functions, the existence of various types of solutions for fixed was proved in [17] by applying minimax arguments. Concerning semi-classical bound states, it was proved in [18] that for small and admits a least energy solution which concentrates near the global minimum of W. A multiplicity result for solutions was obtained in [4] by using a topological argument. There it was also proved that the magnetic potential A only contributes to the phase factor of the solitary solutions for sufficiently small. In [19] single-bump bound states were obtained by using perturbation methods. These concentrate near a non-degenerate critical point of W as . For the critical growth case, Wang [20] studied the electromagnetic Schrödinger equations
By using the linking theorem twice to the corresponding functional, they established the existence results. Chabrowski and Szulkin [21] considered problem (1.4) under assumption that changes sign; by using a min-max type argument based on a topological linking, they obtained a solution in the Sobolev space which was defined in the paper. Assume , Han [22] studied problem (1.4) and established the existence of nontrivial solutions in the critical case by means of variational method. For more results, we refer the reader to [20], [23]–[27] and the references therein.
In the present paper, we consider the existence of solutions for problem (1.1) under the condition and critical nonlinearity. It seems that Byeon and Wang [1] were the first to study energy level and the asymptotic behavior of positive solutions to Schrödinger equations under the condition . In [25], Cao and Tang extended the results of Byeon and Wang [1]. However, to the best knowledge, it seems that there are few works on the existence of solutions to be the problems on involving critical nonlinearities with electromagnetic fields. We mainly follow the idea of [9], [10]. Let us point out that although the idea was used before for other problems, the adaptation of the procedure to our problem is not trivial at all. Because of the appearance of electromagnetic potential , we must consider our problem for complex-valued functions, and so we need more delicate estimates. Furthermore, we use Lions’ second concentration compactness principle and concentration compactness principle at infinity to prove that the condition holds, which is different from methods used in [9], [10].
2 Main results
Let . Equation (1.1) reads then as
We make the following assumptions on , and h throughout this paper:
-
(V)
; , and there is such that the set has finite Lebesgue measure;
-
(A)
() and ;
-
(H)
(h1): and uniformly in x as ;
(h2): there are and such that ;
(h3): there are , and such that and for all , where .
Set
and
Hence is the Hilbert space under the scalar product
the norm induced by the product is
Let
which is a Hilbert space equipped with the norm
Remark 2.1
We have the following diamagnetic inequality (see [16] for example):
Indeed, since A is real-valued,
(the bar denotes complex conjugation) this fact means that if , then , and therefore for any .
Remark 2.2
The spaces and the spaces are not comparable; more precisely, in general and . However, it is proved by Arioli and Szulkin [17] that if K is a bounded domain with regular boundary, then and are equivalent, where with the norm .
Let
with the norms
Thus, it is easy to see that the norm is equivalent to the one for each . From Remark 2.2, for each , there is (independent of λ) such that if , then
Consider the functional
Under the assumptions [28], and its critical points are solutions of (2.1).
Theorem 2.1
Let (V), (A) and (H) be satisfied. Thus:
-
(1)
For any , there is such that problem (2.1) has at least one solution for each satisfying .
-
(2)
Assume additionally that is odd in t; for any and , there is such that problem (2.1) has at least m pairs of solutions with whenever .
Remark 2.3
We should point out that Theorem 2.3 is different from the previous results of [9], [10] in three main directions:
-
(i)
. There exist many functions satisfying condition (H), for example, , where is a positive and bounded function.
-
(ii)
Other potentials guaranteeing compactness of the embedding from can also be used in this paper. For example, (1) and ; (2) with periodic function (or bounded function) and .
-
(iii)
We use Lions’ second concentration compactness principle and concentration compactness principle at infinity to prove that the condition holds, which is different from methods used in [9], [10].
3 Condition
Recall that we say that a sequence is a sequence at level c (-sequence, for short) if and . is said to satisfy the condition if any -sequence contains a convergent subsequence.
Lemma 3.1
Let (V), (A) and (H) be satisfied. Then there exists constantwhich is independent ofsuch thatand
Proof
Let be a sequence in E such that
On the other hand, condition (h3) implies that
Thus, it follows from (3.3) that
hence for n large enough, we have
Thus is bounded as . Taking the limit in (3.3) shows that . This completes the proof of Lemma 3.1. □
The main result in this section is the following compactness result.
Lemma 3.2
Suppose that (V), (A) and (H) hold. For any, satisfies thecondition, for all, where; that is, any-sequencehas a strongly convergent subsequence in.
Proof
Let be a sequence, by Lemma 3.1, is bounded in . Hence, by diamagnetic inequality, is bounded in . Then, for some subsequence, there is such that in . We claim that
In order to prove this claim, we suppose that
Using the concentration compactness principle due to Lions (cf.[29], Lemma 1.2]), we obtain a countable index set I, sequences , such that
for all , where are Dirac measures at and , are constants.
Now, let be a singular point of the measures σ and ν. We define a function such that in , in and in . Since is bounded in and ϕ takes values in ℝ, a direct calculation shows that
and
Therefore,
By Hölder’s inequality, it is not difficult to prove that
In this way, it follows that
Consequently, using the fact that in , and ϕ has compact support, we can let in the last inequality to obtain
Letting , we obtain . Combining this with (3.5), we obtain . This result implies that
To obtain the possible concentration of mass at infinity, we will use the concentration compactness principle at infinity [30]. Similarly, we define a cut-off function such that on and on . Note that is bounded in and ϕ takes values in ℝ. A direct calculation shows that , this fact implies that
It is easy to prove that
Letting , we obtain . Thus . This result implies that
Next, we claim that (II) and (IV) cannot occur. If case (IV) holds for some , then by condition (H) we have
where . This is impossible. Consequently, for all . Similarly, if case (II) holds for some , then by condition (H) we have
which leads to a contradiction. Thus, we must have that (II) cannot occur for each i. Thus limit (3.4) holds.
Thus, from the Brezis-Lieb lemma [31], we have
here we use . Thus we prove that strongly converges to u in . This completes the proof of Lemma 3.2. □
4 Proof of Theorem 2.1
In the following, we always consider . By assumptions (V), (A) and (H), one can see that has mountain pass geometry.
Lemma 4.1
Assume that (V), (A) and (H) hold. There existsuch thatifandif, where.
Proof
By condition (H), for , there is such that
So, from (A) and (V) it follows that
By (2.2) and , we know that the conclusion of Lemma 4.1 holds. This completes the proof of Lemma 4.1. □
Lemma 4.2
Under the assumption of Lemma 4.1, for any finite-dimensional subspace,
Proof
Using conditions (A), (V) and (H), we can get
for all since all norms in a finite-dimensional space are equivalent and . This completes the proof of Lemma 4.2. □
Since does not satisfy the condition for all , in the following we will find a special finite-dimensional subspace by which we construct sufficiently small minimax levels.
The assumption (V) implies that there is such that . Without loss of generality we assume from now on that .
Observe that by (h3)
Define the function by
Then for all , and it suffices to construct small minimax levels for .
Note that
For any , one can choose with and so that . Set
then
Thus, for , we have
where defined by
Obviously,
On the one hand, since and note that , there is such that
On the other hand, by Hölder’s inequality, we have
Since is continuous on and , there exists such that
Without loss of generality, we take . So, by (4.2) and (4.3) we can get
Therefore, for all ,
Thus we have the following lemma.
Lemma 4.3
Under the assumption of Lemma 4.1, for any, there existssuch that for each, there iswith, and
Proof
Choose so small that
and let be the function defined by (4.1). Taking . Let be such that and for all . By (4.3), let ; we know that the conclusion of Lemma 4.3 holds. □
For any , one can choose functions such that , , and . Let be such that for . Set
and
Observe that for each ,
and
Thus
and as before
Set
and choose so that
As before, we can obtain the following:
for all .
Using this estimate we have the following.
Lemma 4.4
Under the assumption of Lemma 4.1, for anyand, there existssuch that for each, there exists an-dimensional subspacesatisfying
Proof
Choose so small that
and take . By (4.5), we know that the conclusion of Lemma 4.4 holds. □
We now establish the existence and multiplicity results.
Proof of Theorem 2.1
Using Lemma 4.3, we choose and define for the minimax value
where
By Lemma 4.1, we have . In virtue of Lemma 3.2, we know that satisfies the condition, there is such that and , hence the existence is proved.
Denote the set of all symmetric (in the sense that ) and closed subsets of E by Σ for each . Let be the Krasnoselski genus and
where is the set of all odd homeomorphisms and is the number from Lemma 4.1. Then i is a version of Benci’s pseudo-index [32]. Let
Since for all and since ,
It follows from Lemma 3.2 that satisfies the condition at all levels . By the usual critical point theory, all are critical levels and has at least pairs of nontrivial critical points. □
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Acknowledgements
The authors would like to appreciate the referees for their precious comments and suggestions about the original manuscript. The authors are supported by the National Natural Science Foundation of China (Grant No. 11301038), Research Foundation during the 12th Five-Year Plan Period of Department of Education of Jilin Province, China (Grant (2013) No. 252), Youth Foundation for Science and Technology Department of Jilin Province (20130522100JH), the open project program of Key Laboratory of Symbolic Computation and Knowledge Engineering of Ministry of Education, Jilin University (Grant No. 93K172013K03).
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SL carried out the theoretical studies, participated in the sequence alignment and drafted the manuscript. YS participated in the design of the study and performed the statistical analysis. All authors read and approved the final manuscript.
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Liang, S., Song, Y. Multiplicity of solutions of perturbed Schrödinger equation with electromagnetic fields and critical nonlinearity in . Bound Value Probl 2014, 240 (2014). https://doi.org/10.1186/s13661-014-0240-1
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DOI: https://doi.org/10.1186/s13661-014-0240-1